Investment Advisory Agreement Template

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Sample

Investment Advisory Agreement Template

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Investment Advisory Agreement Template (1)
Between:
[Name of the Advisor]
[Advisor’s ID]
[Advisor’s Address]
[Advisor’s Phone]
[Advisor’s Email]
And:
[Name of the Client]
[Client’s ID]
[Client’s Address]
Introduction:
This document formalizes the investment advisory agreement established on [Contract Start Date], for the provision of professional investment advisory services.
Clause 1: Scope of Services
The Advisor agrees to provide the following services: [Detail the advisory services such as portfolio management, investment strategy formulation, etc.].
Clause 2: Fees and Compensation
The Client agrees to pay the Advisor a fee of [Percentage/Amount] based on [Specify calculation method, e.g., assets under management].
Clause 3: Termination
This agreement may be terminated with [Notice Period] written notice by either party under certain conditions: [Specify termination conditions].
Clause 4: Confidentiality
Both parties shall maintain the confidentiality of sensitive investment and financial information.
Clause 5: Risk Disclosure
The Client acknowledges and understands the risks associated with investment decisions, including potential loss of principal.
Clause 6: Governing Law
This agreement shall be governed by the laws of [Jurisdiction].
Signed in [City], [Date].
Sincerely,
[Signature of the Advisor]
[Name of the Advisor]
[Signature of the Client]
[Name of the Client]
Investment Advisory Agreement Template (2)
Between:
[Name of the Advisor]
[Advisor’s ID]
[Advisor’s Address]
[Advisor’s Phone]
[Advisor’s Email]
And:
[Name of the Client]
[Client’s ID]
[Client’s Address]
Introduction:
This agreement outlines the investment advisory services that will be provided to the Client starting on [Contract Start Date].
Clause 1: Advisory Services Provided
The Advisor will offer services including: [List specific services such as investment research, risk assessment, etc.].
Clause 2: Fees and Payment Schedule
The Client shall compensate the Advisor with a fee of [Amount] payable on [Specify schedule, e.g., monthly, quarterly].
Clause 3: Termination Conditions
This agreement can be terminated by either party under the following conditions: [Specify conditions such as breach of contract].
Clause 4: Liability and Indemnification
Both parties agree to indemnify each other for claims arising from the negligence of the other party.
Clause 5: Acknowledgment of Risks
The Client acknowledges that investing involves risk and may not yield positive returns.
Clause 6: Jurisdiction
This agreement shall be governed and construed in accordance with the laws of [Jurisdiction].
Signed in [City], [Date].
Sincerely,
[Signature of the Advisor]
[Name of the Advisor]
[Signature of the Client]
[Name of the Client]

Form

Please complete the form below to create the Investment Advisory Agreement Template. All fields must be filled out to ensure a clear and complete agreement. We provide examples to guide you through each step.

Investment Advisory Agreement Template

1. Advisor Information


2. Client Information


3. Agreement Details


4. Scope of Services

5. Fees and Compensation

6. Risk Disclosure

7. Confidentiality Agreement

8. Termination Clauses

9. Acknowledgment of Terms

10. Declaration and Signatures




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Printable

Investment Advisory Agreement Template

Printable | Editable Form




Investment Advisory Agreement Template